Compliance Manager

em SpotOn Connections (ver perfil)
Localização Sliema, Malta
Data de Publicação 11/06/2019
Categoria Contabilidade / Finanças
Tipo Emprego Full-time


Assessing and monitoring the compliance risks associated with the company’s business activities, operations, and products and services
Assuring that all duties are performed in accordance with compliance regulations, processes, and procedures. Works with other areas to ensure integrated compliance where necessary,
Work with Legal and Government Relations to stay abreast of changes in laws and regulations and recommend appropriate changes to ensure that ops adapt to comply with these changes,
Checking KYC screenings on customers by Accounts Team documenting the information obtained on the client's as required by global KYC procedures
Managing all required AML/ KYC Regulatory requirements reviews by the team for all clients and analyzing any transactions that appear unusual based on the customers profile
Reviewing different accounts and loans application files to verify that application data is complete and meets establishment standards in order to combat fraud,
Working with Senior Managers, Lines of Businesses & other departments to ensure ongoing compliance with AML Standards & regulatory requirements,
Performing User Acceptance Testing for KYC Applications and KYC remediation projects,
Collecting and documenting data including KYC information and Transaction data,
Managing Enhanced Due diligence reviews of customer,
Effectively conducting AML /KYC formality reports on questionable accounts and transactions,
Analyzing errors and determining appropriate resolution,
Cadidate will work closely with business and legal professionals, and thus, the ability to build relationships is essential.

Bachelor's Degree required,
+7 years of experience in financial services, especially AML, onboarding activities,
Highly organized and detail oriented; able to solve complex problems in a collaborative manner
Ability to communicate effectively with all levels of management in various business areas, written and verbal forms; and related securities rules and regulations,
Ability to identify regulatory issues and work independently to develop solutions,
Self-directed and motivated
Detail oriented
Motivated, energetic, and eager to learn new tasks and skills,
MFSA approved person

If interested, kindly get in touch with Joelle Abela via email on [email protected] or give us a call on 27204518 for further details.

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