em SpotOn Connections (ver perfil)
Localização Sliema, Malta
Data de Publicação 04/06/2019
Categoria Direito / Justiça
Tipo Emprego Full-time



• Assessing and monitoring the compliance risks associated with the company’s business activities, operations, and products and services
• Assuring that all duties are performed in accordance with compliance regulations, processes, and procedures. Works with other areas to ensure integrated compliance where necessary,
• Work with Legal and Government Relations to stay abreast of changes in laws and regulations and recommend appropriate changes to ensure that ops adapt to comply with these changes,
• Checking KYC screenings on customers by Accounts Team documenting the information obtained on the client's as required by global KYC procedures
• Managing all required AML/ KYC Regulatory requirements reviews by the team for all clients and analyzing any transactions that appear unusual based on the customers profile
• Reviewing different accounts and loans application files to verify that application data is complete and meets establishment standards in order to combat fraud,
• Working with Senior Managers, Lines of Businesses & other departments to ensure ongoing compliance with AML Standards & regulatory requirements,
• Performing User Acceptance Testing for KYC Applications and KYC remediation projects,
• Collecting and documenting data including KYC information and Transaction data,
• Managing Enhanced Due diligence reviews of customer,
• Effectively conducting AML /KYC formality reports on questionable accounts and transactions,
• Analyzing errors and determining appropriate resolution,
• Cadidate will work closely with business and legal professionals, and thus, the ability to build relationships is essential.

• Bachelor's Degree required,
• +7 years of experience in financial services, especially AML, onboarding activities,
• Highly organized and detail oriented; able to solve complex problems in a collaborative manner
• Ability to communicate effectively with all levels of management in various business areas, written and verbal forms; and related securities rules and regulations,
• Ability to identify regulatory issues and work independently to develop solutions,
• Self-directed and motivated
• Detail oriented
• Motivated, energetic, and eager to learn new tasks and skills,
• MFSA approved person

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